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McGill Law Journal
November, 2000
*217 GENDER
CRIMES AS WAR CRIMES: INTEGRATING CRIMES AGAINST WOMEN INTO
INTERNATIONAL CRIMINAL LAW
Rhonda Copelon
[FNa1]
Copyright © 2000 by McGill Law Journal; Rhonda Copelon
The author
identifies the major goals and achievements in the area of
recognizing women as full subjects of human rights and
eliminating impunity for gender crimes, highlighting the role of
non-governmental organizations ("NGO's"). Until the 1990s sexual
violence in war was largely invisible, a point illustrated by
examples of the "comfort women" in Japan during the 1930s and
1940s and the initial failure to prosecute rape and sexual
violence in the ad hoc international criminal tribunals for the
former Yugoslavia and Rwanda. Due in a significant measure to
the interventions by NGOs, the ad hoc international criminal
tribunals have brought gender into mainstream international
jurisprudence. For example, the Yugoslavia tribunal has devoted
substantial resources to the prosecution of rape and explicitly
recognized rape as torture, while the Rwanda tribunal has
recognized rape as an act of genocide. Elsewhere, the Statute of
the International Criminal Court is a landmark in codifying not
only crimes of sexual and gender violence as part of the ICC's
jurisdiction, but also in establishing procedures to ensure that
these crimes and their victims are properly treated. Working
towards this end the Women's Caucus for Gender Justice met with
significant opposition. It persisted because of the imperative
that sexual violence be seen as part of already recognized forms
of violence, such as torture and genocide.
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Introduction
I. The Traditional Approach: Past and Present
II. Sexual Slavery: The "Comfort" Women
III. Rape and Genocide in Rwanda: Invisibility and Inclusion
IV. Engendering International
Jurisprudence: The ICTY
V. The International Criminal Court: Codifying Gender Justice
Conclusion: Towards a Holistic Gender-Inclusive Approach
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*219
Introduction
Let me begin by
saying that I am moved and honoured to participate in this
conference along with so many committed scholars and agents of
change-- nongovernmental and intergovernmental. It is also
important that there are so many students here, as you are the
ultimate repositories of memory, as well as the change agents of
the next fifty years. Likewise, I feel very privileged to be
engaged in the process of ending impunity for gender crimes
along with students and attorneys-in-residence from other
countries at the International Women's Human Rights Law Clinic
("IWHR"), which is part of CUNY's [City University of New York]
clinical programs. IWHR has also been serving as the Legal
Secretariat to the Women's Caucus for Gender Justice in the
International Criminal Court,
[FN1] which has, for the past two
and a half years, convened an ever-broadening international
delegation of feminist attorneys and advocates to bring a gender
perspective into the United Nations negotiations of the ICC. The
task of the Legal Secretariat has involved researching, vetting
with our participants and supporters, and preparing the caucus's
positions for each negotiating session. This has been an
opportunity to work intensely and consistently with, and learn
from, an extraordinary group of creative, committed, and feisty
women from around the world, as well as to codify a
gender-inclusive approach to international justice.
The Women's Caucus
for Gender Justice is also heir to a process of women's
caucuses, each one created in relation to the recent series of
UN conferences to introduce the issue of women and gender. The
first task was to write women into human rights at the 1993
Vienna Conference on Human Rights, and then to incorporate a
women's human rights framework in, and thereby transform, the
consensus documents that emerged from the 1994 International
Conference on Population and Development in Cairo, the 1995
World Summit on Social Development, and the 1995 Fourth World
Conference on Women in Beijing. For example, the Vienna document
condemned "systematic rape", and called for the elimination of
violence and discrimination against women in public and private
life as a priority matter, as well as the mainstreaming of
gender in the human rights system.
[FN2] The Beijing Declaration and
Platform for Action elaborated on the principle that "women's
rights are human rights"; named, among others, "rape, including
systematic rape, sexual slavery and forced pregancy" as
particularly egregious humanitarian law violations; and called
for *220 gender balance among judges and other personnel
in judicial institutions, including the ad hoc tribunals.
[FN3]
The gains of which
I will speak today are the product of all these initiatives,
which were successful because they emanated from a global
mobilization of women, asserting that women's rights are human
rights, that human rights (i.e. political, civil, social, and
economic rights and the right to women-and human-centred
sustainable development) are indivisible, and that impunity for
gender crimes and acceptance of discrimination must end. Through
mobilization, women's movements have become a force to be
reckoned with internationally, despite the desperate and
concerted efforts of right wing religious forces to block our
progress and the reluctance of others to accept or recognize the
need to make gender-inclusiveness a priority. The
interrelationship between mobilization at every level and
international legal change exemplifies the basic principle that
human rights, like law itself, are not autonomous, but rise and
fall based on the course and strength of peoples' movements and
the popular and political pressure and cultural change they
generate.
This last decade
has indeed been historic in that there has been significant
progress in transforming the discourse on a policy level. In the
arena of international criminal law, there has been significant
progress in eliminating the privatization of, and impunity for,
gender crimes. For the first time, there have been steps to
recognize women as full subjects of human rights and
international criminal justice. Irwin Cotler told me that he was
torn between placing me on this panel or the next one on the
revolution in international criminal law, and suggested that I
should declare myself part of both. I am happy to be the bridge,
as I believe that gender justice--which is among the most
vehemently resisted aspects of international criminal law--is
both profoundly revolutionary and one of the ultimate tests of
universal justice. In my brief remarks today, I will identify
the major goals and achievements in this areaat the same time as
I highlight the role of NGOs in the process of legal
change-making, a subject too often neglected in academic
settings.
I. The Traditional
Approach: Past and Present
Before the 1990s,
sexual violence in war was, with rare exception, largely
invisible. If not invisible, it was trivialized; if not
trivialized, it was considered a private matter or justified as
an inevitable by-product of war, the necessary reward for the
fighting men. The Leiber Code, drafted to regulate the Union
army during the American Civil War, identified rape as a capital
offence. Otherwise, if condemned, as rape *221 was in the
Hague Convention of 1907 and the Geneva Conventions, it was
implicitly so, categorized as an offence against "family honour
and rights"
[FN4] or as "outrages against
personal dignity" or "humiliating and degrading treatment".
[FN5] The Fourth Geneva Convention
called for "protect[ion] against [rape as an] ... attack on
their honour,"
[FN6] but rape was not treated as
violence, and was therefore not named in the list of "grave
breaches" subject to the universal obligation to prosecute.
[FN7] In 1977 the Protocols to the
Geneva Conventions mentioned "rape, forced prostitution and any
other form of indecent assault," but only as "humiliating and
degrading treatment",
[FN8] a characterization that
reinforced the secondary importance as well as the shame and
stigma of the victimized women. The offence was against male
dignity and honour, or national or ethnic honour. In this
scenario, women were the object of a shaming attack, the
property or objects of others, needing protection perhaps, but
not the subjects of rights. Two examples illustrate this point,
one from over fifty years ago, one from today.
II. Sexual
Slavery: The "Comfort" Women
As my first
example, both the post-World War II International Military
Tribunals failed to adequately prosecute rape and sexual
violence. Rape was not named in either charter or charged as a
separate offence. Though listed as a crime against humanity in
the Allied Local Council Law No. 10, under which
intermediate-ranking Nazi war criminals were prosecuted, rape
was never actually charged. In the Far East Tribunal, evidence
of rape was part of the evidence of Japan's crimes against
humanity. But the tribunal ignored the abduction and deception
of over two hundred thousand girls and young women of
non-Japanese origin from Japanese occupied territories and their
transport to "comfort stations", now understood as rape camps.
Euphemized as "comfort women", they were made to follow the
troops on the battlefield and were subject *222 to
repeated rape, sometimes as often as forty times per day, as
well as the domestic servicing of the Japanese troops. This
"comfort"/slave system only came to public attention in the
nineties, when aging and courageous survivors began to tell
their stories, revealing the details and lifelong devastating
effects of their enslavement, as well as of their exclusion from
the halls of justice.
Why this official
silence on sexual violence and on the unprecedented
industrialization of sexual slavery, at least comparable in
atrocity and systematization to the forced labour camps of Nazi
Germany? There is still much to learn about the decision-making
of that time and important work for historians. It is likely
that rape was not explicitly prosecuted at Nuremberg, though it
was a small part of the evidence,
[FN9] because some of the Allied
troops were equally guilty of raping women--an example of the
banality of evil in militarized patriarchal culture.
With regard to the
"comfort women" system, I confess that I originally assumed that
it was effectively kept secret or invisible. But that is absurd.
A conversation with a cousin, who was with the Allied forces
when they took over Saipan, made the openness of this "secret"
painfully clear. Upon arrival, he said, they learned that women
were hiding in the island's caves. They found them--desperate,
some driven mad, many pregnant, terrified of the new invader. In
other words, the nature, scope, and consequences of the system
were no secret. Recent research in the military archives in
Australia, notably that of Ustina Dolgopol,
[FN10] makes clear that the Allies
were fully aware of this system, aware that women were taken and
kept against their will, and aware that they were subjected to
extreme sexual violence. They documented it through questioning
both Japanese prisoners, U.S. soldiers, and the victimized
women. Recent research by Japanese historians into Japan's
archives has also revealed that the comfort women system, which
began in 1932 and was expanded significantly in the Second World
War, was authorized at the highest levels and minutely
regulated.
[FN11]
The comfort women
slave system was designed to meet at least four articulated
military needs: the need of their soldiers to "have sex"/rape to
keep them fighting; the need to avoid antagonizing the local
populations by preventing rape of women in the communities being
occupied; the need to minimize sexually transmitted disease
among the troops; and the need to keep rape from international
scrutiny and outrage such as had occurred during the rape and
killing spree that attended the conquest of *223 Nanking.
[FN12] In other words, the notion
of women as the "booty" of war and the entitlement of fighting
men was never in question.
Perhaps this
explains why responsibility for the outrages against comfort
women was never prosecuted in the International Tribunal for the
Far East in Tokyo.
[FN13] Calling the "comfort
stations" brothels, not rape camps, and referring to the women
as prostitutes and not sexual slaves, obfuscated the horrors of
the system through a suggestion of immorality and voluntariness.
And perhaps the fact that the U.S. military also organized and
directed men to STD- safe brothels was too close to the comfort
station idea. To my knowledge, the manuscripts or recollections
that would fill in this gap of explanation have not yet been
made public or studied. It is a timely and pressing inquiry that
suggests an after-the-fact complicity and, at least, reflects a
lack of responsibility of the Allied nations to hold the
perpetrators accountable and insist upon reparations, including
compensation.
The failure,
seemingly deliberate, to prosecute the sexual enslavement of the
comfort women is also closely connected to the privatization of
sexual violence in patriarchal culture. Not until the use of
rape as a tool of ethnic cleansing in the former Yugoslavia did
media and policy-makers begin to speak of rape as a "weapon of
war". This formulation operated to transform rape from private,
off-duty, collateral, and inevitable excess to something that is
public or "political" in the traditional sense. Rape drew broad
attention, at the outset, however, more because it was a
genocidal or ethnic attack than because it was an attack on
women. Undoubtedly this politicization of rape--and its
characterization as a "weapon of war"--contributed to the force
of the condemnation of rape and to changing public attitudes
toward it. But, like all arguments that deflect attention from
the essential need to recognize women as subjects, it had a
potentially regressive aspect in suggesting that this use of
rape was qualitatively different from the traditional use of
women as booty.
By contrast,
women's human rights activists have insisted, in many contexts,
that rape is an atrocity whatever the purpose and whether or not
widespread or systemic. The comfort women system illustrates,
however, in a highly systematized and brutal way, that the rape
of women, as booty or as the reward for the penultimate
expression of the norm of masculinity, is also an integral part
of the arsenal of war.
III. Rape and
Genocide in Rwanda: Invisibility and Inclusion
The failure to
prosecute sexual violence against women is not, however, a thing
of the past. My second example concerns the initial failure to
recognize and prosecute *224 rape and sexual violence in
Rwanda. Recall that genocide and other atrocities in Rwanda
occurred after the widespread commission of rape and sexual
violence in the former Yugoslavia had broken through media
disinterest and captured world attention, and after rape had
been listed as a crime against humanity in the statute of the ad
hoc International Criminal Tribunal for the Former Yugoslavia.
[FN14] Nonetheless, the media and
other observers of the genocide in Rwanda did not report the
massive and notorious rape of women during the Rwandan genocide.
Rape was essentially invisible until nine months later, when a
Belgian doctor publicized that women were presenting themselves
in unusual numbers to bear the children of rape. Nor was it,
thereafter, officially documented. That was left to the
initiatives of two NGOs, African Rights and the Women's Project
of Human Rights Watch.
[FN15]
Though included as
a crime against humanity in the Statute of the International
Criminal Tribunal for Rwanda and also mentioned therein as an
example of the war crime of humiliating and degrading treatment,
[FN16] rape formed no part of the
first series of ICTR indictments. This was notwithstanding that
the Human Rights Watch/FIDH report focussed on rape and sexual
violence in the Taba Commune, led by Jean Paul Akayesu, the
first accused to go to trial. That report also documented the
failure of the prosecutorial staff to take rape seriously, as
well as the utter inappropriateness and lack of training of the
investigative staff to undertake such an inquiry.
[FN17]
It was common, at
that time, to hear the assertion that genocide is killing, not
rape, and that the women who were raped and survived were lucky
they were not dead. Indeed, Shattered Lives reported that "[t]here
is a widespread perception among the Tribunal investigators that
rape is somehow a 'lesser' or 'incidental' crime not worth
investigating."
[FN18] So, notwithstanding the
legal definition of genocide which clearly encompasses sexual
violence, as discussed below, and documentation of the terrible
personal and societal impact of rape, including women's view
that rape left them wishing for death, the Prosecutor v. Jean
Paul Akayesu case
[FN19] went to trial with *225
no charges or evidence of rape, and with the prosecutor claiming
that it was impossible to document rape because women wouldn't
talk about it.
[FN20]
All that changed
when Judge Navanethem Pillay, the only woman judge on the ICTR
Trial Chamber hearing the case, pursued the inquiry with two of
the women-- who were called by the prosecutor to testify to
other crimes--whether rape had occurred in the Taba Commune.
Witness J stated that three Interahamwe raped her six-year-old
daughter when they came to kill her father, and also that she
had heard that young girls had been raped at the bureau
communal, which was under the authority of the accused. Witness
H revealed that she had been raped in a sorghum field and that
she had seen other Tutsi women being raped. She also testified
that she knew of other women raped either in the nearby fields
or on the site of the bureau communal, and that the accused and
other commune officers were present and should have prevented
it.
[FN21]
Despite this, it
appeared from confidential inside information that the Akayesu
prosecutors were not planning to amend the indictment to charge
rape or sexual violence. This despite the fact that a coalition,
first pulled together by Human Rights Watch and later
consolidated by the International Centre for Human Rights and
Democratic Development ("ICHRDD") in Montreal
[FN22] as the Monitoring Project
on Gender-Related Crimes at the International Criminal Tribunal
for Rwanda, had sent numerous critical letters to Judge Louise
Arbour, the chief prosecutor with responsibility for both the
ICTY and ICTR, calling for institutional changes that would
facilitate the effective investigation of gender crimes. Thus
there seemed little choice but to file an amicus curiae brief,
bringing this discriminatory situation out into the open and
appealing to the court to call upon the prosecutor, or step in
itself, to ensure the inclusion of rape in charges of genocide,
as well as war crimes and crimes against humanity. Thus IWHR,
the Working Group on Engendering the Rwanda Tribunal, organized
by a dedicated group of recent grads from the University of
Toronto Faculty of Law, and the Center for Constitutional Rights
in New York City, prepared and submitted an amicus curiae brief.
The ICHRDD project circulated the brief for signature to women's
groups in Rwanda, elsewhere in Africa, and throughout the world.
Later that year, Rwandese women's organizations organized the
first women's march for justice.
Approximately two
weeks after the filing of the amicus brief, the prosecutor
returned to court and indicated his intention to amend the
indictment to include charges of rape. It was motivated, he
argued, by Witness H's testimony linking Akayesu to the rapes,
and not by the amicus brief. A reliable participant in the
process later informed me that the testimonies had, in fact,
triggered further investigation. This does not negate *226
the fact that, without the intervention of the only woman judge
and the serendipitous disclosures at trial, this issue would not
have been pursued by the prosecutor.
Whatever the full
truth of the matter, the amicus served the purpose of making
visible the invisibility of the survivor community, emphasizing
to both the court and the public the unacceptability of
excluding sex-specific crimes against women from the justice
process. Curiously, although the chamber originally acknowledged
in a fax receipt of the amicus brief, other ICTR personnel later
claimed not to have received it, and you will not find it listed
in the docket of the case. The judgment refers to it implicitly.
[FN23] I tell this story because
it is important that we understand the critical and, like
gender, often "invisibilized" role of NGOs in the process of
making change, as well as the indispensability of mechanisms
like the amicus curiae brief that make the courts permeable to
the concerns of the larger community. It is likewise important
that official documents recognize the contributions of NGOs.
The amended Akayesu
indictment included general allegations of sexual violence and
that Akayesu knew that such acts were taking place and
encouraged them by his presence and words.
[FN24] As a legal matter, this was
part of the factual basis for the charges of genocide, crimes
against humanity (rape and other inhumane acts), and war crimes
(still charged only as outrages upon personal dignity, in
particular rape, degrading and humiliating treatment, and
indecent assault).
[FN25] Five more women testified
pseudonymously to rape and forced nudity.
[FN26] The judgment finds that
Akayesu knew that sexual violence was being committed by
Interahamwe, among others, on or near the premises of the
commune office and that women were being taken away,that he did
nothing to prevent it, and that in some instances he was present
and/or had ordered, instigated, or encouraged it.
[FN27]
*227 Akayesu
was a landmark: the first international conviction for genocide,
the first judgment to recognize rape and sexual violence as
constitutive acts of genocide, and the first to advance a broad
definition of rape as a physical invasion of a sexual nature,
freeing it from mechanical descriptions and required penetration
of the vagina by the penis. The judgment also held that forced
nudity is a form of inhumane treatment,
[FN28] and it recognized that rape
is a form of torture and noted the failure to charge it as such
under the rubric of war crimes.
[FN29]
With respect to the
issue of rape and sexual violence as genocide, the Akayesu
judgment is important because it explains why rape and sexual
violence "constitute genocide in the same way as any other act
as long as they were committed with the specific intent to
destroy, in whole or in part, a particular group, targeted as
such."
[FN30] The judgment emphasizes the
ethnic targeting produced by the sexualized representation of
ethnic identity, such as Akayesu's statement "let us now see
what the vagina of a Tutsi woman tastes like",
[FN31] and parenthetically notes
here the notion of women as booty as itself an instrument of
genocide. The judgment characterizes these crimes as infliction
upon women of serious bodily and mental harm, as they were
charged,
[FN32] and also as an "integral
part of the process of destruction, specifically targeting Tutsi
women and specifically contributing to their destruction and to
the destruction of the Tutsi group as a whole ... - destruction
of the spirit, of the will to live, and of life itself."
[FN33] It notes the close
connection with killing--that death or the threat of death often
accompanied the rape of women.
[FN34]
Ironically, the
evidence associated with rape and sexual violence provided some
of the strongest evidence of genocide. By emphasizing the
suffering imposed on the women as well as its role as a tool of
their destruction and the destruction of the group, the Trial
Chamber took a significant step in recognizing women both as
subjects in themselves and as part of their ethnicity.
The reproductive
motives and consequences of sexual violence may also satisfy
other constituent acts of genocide, as provided by the Genocide
Convention. Akayesu *228 recognizes that the constituent
act of preventing births within the group
[FN35] includes measures such as
forced sterilization, abortion, or birth control, as well as
forced pregnancy where, in patriarchal societies, that
represents an effort to affect ethnic composition by imposing
the enemy's ethnicity on the children of rape.
[FN36] Rape, with its potential to
cause infertility or make sexual intercourse impossible, as well
as its potential to render a woman psychologically or culturally
unable to reproduce, may also qualify, as a measure intended to
prevent births within the group.
At the same time,
it is significant that Akayesu did not, as some had contended,
emphasize the reproductive consequences as the hallmark of rape
as a genocidal measure. Rather, rape and sexual violence are
understood as instruments of genocide based primarily on the
physical and psychological harm to the woman, and secondarily on
the potential impact of this on the targeted community. To
emphasize the reproductive impact on the community would
threaten once again to reduce women to being simply the vehicles
of the continuity of the targeted population. It would also tend
toward a biological as opposed to socially constructed view of
identity as the value intended to be protected by the concept of
genocide.
IV. Engendering
International Jurisprudence: The ICTY
The Akayesu
judgment is part of an historic process of mainstreaming gender
in international jurisprudence in which the ad hoc International
Criminal Tribunal for the Former Yugoslavia took the first,
landmark steps. The women's human rights movement mobilized to
support the election of women judges, and their presence has
been critical on the ICTY, just as Judge Pillay has played a
critical role in the ICTR. In the start-up period, the ICTY
judges, under the tutelage of the two women judges, Judge
Gabrielle Kirk McDonald and Judge Elisabeth Odio-Benito,
adopted, as part of the initial rules of evidence and procedure,
evidentiary rules, such as Rule 96, to prevent harassment of and
discrimination against victims and witnesses through admitting
evidence of prior sexual conduct or permitting unexamined
consent defences in sexual violence cases. The ICTY rules also
authorize other protections of victims and witnesses, including
protective measures at trial and the creation of a victims and
witnesses unit. The open process of rule- making, in which NGOs
and states were invited to make suggestions, enabled feminist
groups to focus attention on these problems.
[FN37]
Then a long overdue
revolution in the jurisprudence of sexual violence was begun by
the Office of the Prosecutor ("OP"), here as a result of the
acknowledged value of interchange between women's human rights
advocates and scholars and officials *229 within the ICTY.
In that regard I want to recognize here the openness and
commitment of Justice Richard Goldstone, the first chief
prosecutor, who will speak to us later. First, he heeded the
demand of the movement to incorporate an expert on gender at the
highest level, and he appointed the brilliant and dedicated
Patricia Viseur Sellers as the gender legal adviser to the OP.
While over the years her impact on the approach of the
prosecutor, particularly in The Hague where she is based, has
been formidable, the effect was nonetheless not immediate.
In the first papers
filed by the ICTY prosecutor--the motion for deferral of the
Tadic prosecution from the German court to the ICTY--the
prosecutors responsible filed an affidavit that treated rape of
women in Omarska prison as a background matter, while
emphasizing the beatings of male prisoners.
[FN38] We discovered this on the
Saturday before the Monday hearing. There was no time to bring
this informally to the attention of the prosecutor. So together
with Jennie Green of the Harvard Human Rights Program (now of
the Center for Constitutional Rights) and Felice Gaer, director
of the Jacob Blaustein Institute, who has played a considerable
role in strengthening the tribunals, including their gender
perspective, and is also a participant here, we filed our first
amicus brief.
[FN39] The brief emphasized the
failure to treat rape as an indictable offence. To tie it to the
issue of deferral, the brief questioned whether the tribunal
should accept the case from Germany since it wasn't clear that
the prosecutor would follow the precepts of universal justice.
Judge Odio-Benito questioned the lack of sexual violence charges
from the bench. The deferral was, of course, granted, but the
issue of sexual violence was also on the table. Somewhat to my
surprise, I was not disinvited to participate in training the OP
several months later in rape and humanitarian law. And the first
prosecutor to speak during that session started out by saying,
"I am the idiot who filed that affidavit."
As a background
matter, it must be noted that the ICTY Statute, while listing
rape as a crime against humanity, did not name rape in article
2, which defines grave breaches of the laws of war.
[FN40] Thus, to include charges of
rape as a war crime, it was necessary for the OP to treat it as
a form of other accepted crimes. Though the statutory omission
of rape as a war crime was disappointing at the time, in
retrospect I believe that it was fortuitous as it made it easier
to argue for the mainstreaming of sexual violence crimes, else
they would be excluded altogether.
*230 The
Tadic indictment did include charges of rape. But the feminist
concern is not satisfied simply by including rape and sexual
violence. The question of how it is charged is equally
significant. We were concerned that sexual violence be
reconceptualized as a form of torture, and not as humiliating
and degrading treatment, or even as the grave breach of wilful
infliction of great suffering. This did not happen right away.
The original Tadic indictment used torture very sparingly in
general and charged as torture only the forced sexual mutilation
of a male prisoner. This example of sexual violence against a
man became the signature of the case in the press, while the
rape of women did not carry the same weight. Although rape was
charged as the grave breach of "willful infliction of great
suffering", there was resistance among some members of the OP
staff to applying the word "torture" to rape.
[FN41] Ultimately the rape charges
were dropped because the witness was unwilling to testify
without full protection.
Justice Goldstone
used his authority, however, to make clear in a number of ways
and over time that the integration of gender was a priority
matter. He participated in the training sessions that addressed
these questions; he attended--not just for the few moments of
his own presentations but to learn-- international women's
conferences addressed to gender issues; and he made clear his
respect for the gender legal adviser. On the eve of the Beijing
Conference, he committed the OP to the position that "sexual
assaults ... provide the basis for justiciable charges of
torture" and to reviewing the characterization of rape in the
previous indictments.
[FN42] Later, the FOCA indictment
was the first to charge rape as torture and enslavement and
other forms of sexual violence, such as forced nudity and sexual
entertainment, as inhumane treatment.
[FN43]
*231 The
ICTY has to date devoted substantial resources to the
prosecution of rape and to its explicit recognition, in the
jurisprudence, as torture. The case against Anton Furundzija
focussed on the rape/torture of one woman prisoner occurring
during the process of interrogation. The Furundzija judgment
recognizes rape in interrogation as a "means of punishing,
intimidating, coercing or humiliating the victim, or obtaining
information, or confession, from the victim or a third person."
[FN44] In addition, the Delalic or
"Celibici" case, named after the prison where the atrocities
occurred, convicted certain defendants on charges of torture for
having committed rape of women prisoners not only in the context
of interrogation. The judgment reviews many of the precedents
and recognizes that rape inflicts severe physical and
psychological suffering, and that in situations of armed
conflict, when it occurs with the consent or acquiescence of an
official, rape "inherently" meets the purpose element of
torture--that it involves punishment, coercion, discrimination,
or intimidation.
[FN45]
As a result, the
ICTY has built a very significant body of jurisprudence that
recognizes rape and sexual violence as forms of egregious
violence. The ICTR's Akayesu judgment contributed most
significantly to this process in recognizing rape as an act of
genocide where the requisite intent is proven, and in
identifying rape as a form of torture and subtly chiding the
ICTR prosecutors who had declined to charge it as such. The ad
hoc tribunals' jurisprudence proved to be a most important
foundation for the codification of sexual violence as part of
the substantive jurisdiction of the International Criminal
Court.
The practice before
the tribunals also illuminated a number of issues of
implementation arising out of advertent and inadvertent
discriminatory treatment of women in the process, as well as the
need for gender-sensitive protective measures for women victims
and witnesses and reliable support to minimize the risks and
potential retraumatization of testifying. Thus, for example,
Tadic produced a landmark decision outlining the criteria for
keeping the identities of witnesses confidential from the public
and, under special circumstances, anonymous even to the defence.
On these issues, several feminist amicus briefs were filed,
largely supporting the OP's motion for protective *232
measures.
[FN46] In Furundzija, the defence
questioned the credibility of the raped woman on the ground that
she suffered post- traumatic stress disorder ("PTSD"). After
hearing experts and, I believe, unnecessarily permitting the
defence to recall the witness, the chamber rejected the defence
contention that PTSD renders a victim unreliable.
[FN47] Again, the tribunal had the
benefit of two feminist amicus briefs.
[FN48] In Celebici, the defence
was inadvertently allowed to circumvent Rule 96 (prohibiting the
introduction of prior sexual conduct evidence) in questioning
the witness about a prior abortion. The chamber reaffirmed the
rule upon a motion to expunge the testimony from the record.
[FN49]
At the same time as
the progressive gender jurisprudence of the ad hoc tribunals has
been very significant, their defalcations in the realm of gender
crimes, witness protection, and participation of the survivor
communities have also illuminated some of the prerequisites of a
fully gender-integrated process. For example, notwithstanding
the landmark Akayesu judgment, the ICTR prosecutor has been slow
to incorporate charges of sexual violence consistently and in
accordance with their deserved gravity. There is an apparent
absence of both a clear policy that gender is a priority concern
and of a gender expert, with oversight authority, on-site.
Issues of witness protection, the gender- sensitivity of
investigations, and community relations have been equally
*233 significant.
[FN50] Perhaps someday the
integration of and respect for gender expertise will become
routine, dispensing with the need for continued monitoring by
feminist attorneys and activists. That day is still far off.
V. The
International Criminal Court: Codifying Gender Justice
The existence of
the ad hoc tribunals, the proliferation of wars, and the
unseating of many brutal dictatorships in these last decades
reignited the effort to create a permanent international
criminal court. Feminists in different parts of the world
recognized the existence of the ICC negotiations as an
opportunity to codify the integration of gender in international
criminal law, as well as work to ensure a court independent of
the powerful nations, particularly the United States and the P5.
This was the task assumed by the Women's Caucus for Gender
Justice, created in 1997. Women brought to the caucus many
different experiences and perspectives. These were informed by
regional diversity and a broad range of experience of advocacy
in domestic courts and legislatures, meeting at international
conferences, monitoring the ad hoc tribunals, and working with
survivors of sexual violence.
Like the Women's
Caucuses at the World Conferences, the ICC Women's Caucus met
with two kinds of opposition. On the onehand, we faced
increasingly fierce misogynist opposition from the Vatican, the
islamist-oriented
[FN51] Arab League countries, and
North American right wing groups such as the U.S.-based
International Human Life Committee, the David M. Kennedy Center,
and Canada's JMJ (Jesus, Mary and Joseph) Children's Fund and
R.E.A.L. Women. On the other hand, we also had to start from
scratch with many delegates who did not see a need for a
specific gender perspective and rued the time that introduction
of our issues would take. Thanks to the expertise and commitment
of a small group of delegates--both women and men--and the
openness, albeit sometimes reluctant, of the overwhelming
majority of delegates, the Statute of the International Criminal
Court
[FN52] is a landmark. It has
codified not only crimes of sexual and gender violence as part
of the jurisdiction of the Court, but also a range of structures
and procedures necessary to ensure that these crimes and those
victimized by them will remain on the agenda and be properly
treated in the process of justice. I am not going to canvass all
the gender aspects of the Rome Statute, but rather will point
out a few of the caucus's major goals and accomplishments.
*234 As to
the ICC's substantive jurisdiction over crimes, the Women's
Caucus had two goals. One was to codify explicitly a range of
serious sexual violence crimes in order to ensure that they are
always on the checklist and always understood as crimes in
themselves. The second was to incorporate, as a principle, what
had developed in the customary law and jurisprudence of the
tribunals, that sexual violence must be seen as part of, and
encompassed by, other recognized egregious forms of violence,
such as torture, enslavement, genocide, and inhumane treatment.
But, many asked,
why both? If the sexual violence crimes are listed, and
therefore squarely on the prosecutor's checklist, why does
gender integration matter? The answer is that despite all the
public hand-wringing about rape, history teaches that there is
an almost inevitable tendency for crimes that are seen simply or
primarily as crimes against women to be treated as of secondary
importance. It makes a difference, to the elements that must be
proved, to the penalty imposed, and to the larger cultural
understanding of violence against women, to treat rape as
torture rather than humiliation. So we needed to insist, as a
matter of the principle of non-discrimination, that sexual
violence be treated as constituting any of the recognized crimes
so long as it met their elements, at the same time as it was
necessary to name the sexual violence crimes specifically. And
the Rome Statute represents a significant step in this
direction.
Article 8 of the
Rome Statute, which delineates the jurisdiction of the Court
over war crimes in international and internal war, explicitly
lists "rape, sexual slavery, enforced prostitution, forced
pregnancy ... enforced sterilization or any other form of sexual
violence also constituting" either "grave breaches" or
violations of Common Article 3 of the Geneva Conventions.
[FN53] This expanded significantly
on, as well as removed, the moralistic element from the range of
previously recognized war crimes--i.e. rape, enforced
prostitution, and other indecent assault. The "also
constituting" language was primarily intended to codify the
principle of gender integration and to make clear that sexual
violence is a grave breach, equivalent in gravity to other
crimes subject to universal jurisdiction.
[FN54] Indeed, in an historic
debate at the December PrepCom, the delegates assembled
rejected, with one opposition and two abstentions, placing rape
and sexual violence under the rubric of humiliating and
degrading treatment rather than that of grave breaches and
serious violations. In this list of crimes, the definition of
forced pregnancy was the last to be resolved, as the Vatican,
supported by the Islamic countries, sought unsuccessfully to
eliminate any suggestion that obstructing a woman's access to
abortion could be a crime.
[FN55]
*235 Article
7, delineating crimes against humanity, adopts the same list of
sexual and reproductive violence crimes, qualifying them, at the
last minute, by the phrase "of comparable gravity", which
logically calls for comparison with all crimes against humanity.
The crime against humanity of enslavement explicitly includes
trafficking, with particular but not exclusive attention to
women and girls.
Among the most
contentious issues was the expansion of the crime of persecution
beyond the previously accepted grounds of race, ethnicity,
nationality, religion, and politics to include persecution based
on "gender" as well as against other social groups. The statute
incorporates a definition of "gender", and defines other grounds
as those "that are universally recognized as impermissible under
international law." I'll return to this in a minute. In a futile
effort by the United States to exclude institutionalized
discrimination, the crime of persecution also requires proof of
an act of violence, such as killing, torture, or inhumane
treatment, or a war crime or genocide.
As an overarching
matter, the chapeau to crimes against humanity recognizes that
crimes of this dimension can be perpetrated against any civilian
population, in time of peace as well as war, and by private as
well as state actors. This is particularly important for women,
as we are most often the victims of non-state as opposed to
state violence in civil society as well as war. The statute does
not adopt the full range of crimes against humanity under
international law, however, insofar as it compromises the
customary threshold requirement that the crimes be "widespread
or systematic". In a definitional section, the Rome Statute
explains that a policy to commit a widespread or systematic
attack must involve relation to a state or organizational policy
and multiple acts.
[FN56] This should not be too
troublesome in the future, so long as, consistent with
international law, the failure to prevent qualifies as policy.
The one exception
to the explicit codification of gender crimes is article 6,
which defines genocide exactly as does the Genocide Convention.
When the Women's Caucus entered the process, the genocide
definition was considered settled. The subsequent Akayesu
judgment had a tremendous effect. Prior to Akayesu, there were
delegates who contended that rape was not the same as genocide,
whereas afterwards, the role of sexual violence was accepted
even though the text of the statute did not change. This is then
a matter for the negotiations of Elements of Crimes.
[FN57]
*236 Let me
now return to the eleventh hour battle at the Rome Diplomatic
Conference over the inclusion and definition of the term
"gender", which was one of the most intense and one of the last
to be resolved. The Vatican and a group of Arab League
countries, which together we call the "Unholy Alliance",
contested the term "gender" in regard to the crime of
persecution, and in response, the United States initially
suggested limiting its meaning to males and females. The Unholy
Alliance also sought, sometimes successfully, to remove the word
gender from the structural and procedural parts of the draft
statute-- e.g. where it referred to gender violence or gender
expertise. And toward the end of the Rome Conference, it
attacked, initially with the U.K. in the lead, the inclusion in
article 21(3) of the phrase that precludes gender and other
forms of discrimination in the interpretation and application of
the statute. The attack on the non-discrimination principle,
which the Women's Caucus had nursed to acceptance through
several PrepComs, soon revealed itself as an attack on the
inclusion of discrimination based on "gender", and helped to
galvanize broad support for the position of the Women's Caucus.
Unquestionably, the codification of this overarching principle,
modelled on the standard non- discrimination clause in
humanitarian and human rights treaties, but substituting the
word "gender" for "sex", is one of the most important
protections of gender justice.
The Unholy Alliance
had several goals in seeking to eliminate the word gender from
the Rome Statute. It wanted to eliminate recognition of the
social construction of gender roles and hierarchy, since such
recognition is inconsistent with the view that males and females
are essentially different and have, therefore, different roles,
status, and rights. It also sought to preclude consideration of
persecution or discrimination based on sexual orientation or
gender identity. By contrast, the delegations in favour of
including gender, reflecting the overwhelming majority, were
concerned not to preclude the progressive development of
international law and thus sought to embrace the social
construction of gender in an open and flexible definition.
[FN58]
In the end, the
body adopted a rather peculiar and circular definition of gender
applicable to every use of the term in the statute. It reads:
*237 For
the purpose of this Statute, it is understood that the term
"gender" refers to the two sexes, male and female, within the
context of society. The term "gender" does not indicate any
meaning different from the above.
[FN59]
The reference to two
sexes reflected the Vatican and the islamists' position. But the
phrase "in the context of society" was explicitly intended to
incorporate the sociological or social construction of gender.
The last sentence, which was sought by the small group of
anti-gender delegations in the hopes of excluding sexual
orientation, was seen by the majority of delegations as
superfluous.
[FN60]
As an effort to
legitimate sexual orientation and gender identity discrimination
under the statute or to eliminate persecution on these grounds
as a crime, the definition of "gender" will, I believe, prove
itself a failure. First, because the words do not support such
an exclusion: even the accepted definition of "gender"
necessarily embraces discrimination based upon a decision not to
behave according to a prescribed gender role, whether it be in
the realm of housekeeping, work, or sexuality. Second, it is
highly dubious to argue that any ambiguity should be resolved in
favor of discrimination, especially in a statute establishing
the highest international institution of universal justice. And
finally, as Judge Rosalie Abella commented last night, "Hatred
which expresses itself in persecution must draw condemnation and
punishment as a crime against humanity, otherwise hatred wins
the day."
[FN61]
Thus the Rome
Statute contains an impressive list of sexual and gender crimes
and represents an important breakthrough. At the same time, this
codification has not silenced those who continue to favour
extending impunity to perpetrators of crimes against women. The
upcoming negotiations on the Elements of Crimes, which,
according to article 9 of the Rome Statute, are intended only to
guide but not bind the Court and must be consistent with the
statute, will undoubtedly be used as a second *238 bite
at the apple.
[FN62] Ultimately, the knowledge
and sensitivity of the judges and the oversight of NGOs will be
dispositive.
In addition to
ensuring the proper recognition of gender crimes within the
substantive jurisdiction of the ICC, the Women's Caucus
identified a number of other process-oriented concerns that are
fundamental to enabling women to participate in the justice
process and to whether justice is universal. Experience with the
international criminal tribunals and in other advocacy
situations suggested the need for the statute to establish
certain basic structures and processes. Here I will give
examples only.
[FN63]
First, as to the
composition and administration of the Court, the Women's Caucus
looked at who are going to be the decision-makers. We insisted
upon a dual standard, one based on gender expertise and one on
biology. The judges and other personnel should include gender
experts at the same time as they should, following the principle
of non-discrimination and, following the Beijing Platform,
represent a balance of women and men. As indicated above, the
presence of women judges who also had expertise in gender and of
the gender legal adviser in the OP was crucial to the gender
advances in the two ad hoc tribunals. At the same time, men can
and should become gender experts. As against significant
opposition from the Unholy Alliance, the Diplomatic Conference
adopted provisions calling upon state parties to "take into
account the need ... for a fair representation of female and
male judges" as well as the "need to include judges with legal
expertise on specific issues, including ... violence against
women or children."
[FN64] The same standards apply to
staff of the prosecutor and registry.
[FN65] While the requirement is
not as strong as the caucus would have liked, political action
will be necessary in any case to ensure that "fair
representation" is a balance of women and men and to secure the
proper representation of gender experts.
There are also
provisions that seek to incorporate, improve upon, or avoid
certain practices in the ad hoc tribunals. For example, the
prosecutor has an obligation properly and respectfully to
investigate crimes of sexual and gender violence.
[FN66] The Court has broad
authority to protect victims and witnesses, with particular
attention to victims of sexual violence, and the statute
codifies the need for a victims and witnesses unit, placed in
the registry so as to maximize independence from the prosecutor
and *239 staffed with experts in trauma, including trauma
resulting from sexual violence.
[FN67] The concept of a fair trial
includes both the rights of the accused and the interests of
victims.
[FN68] And, borrowing an important
page from the civil law system, victims have a right to
participate in the proceedings directly or through a legal
representative insofar as their interests are affected
[FN69] and to have the Court
declare or award reparations, including restitution,
compensation, and rehabilitation.
[FN70]
Conclusion:
Towards a Holistic Gender-Inclusive Approach
The ICC statute is
thus revolutionary in its thoroughgoing approach to the issues
of gender in international law. The Court is not only a
potentially important concrete mechanism of accountability; it
also establishes basic norms of gender justice that operate as
an inspiration and model for political advocacy and domestic
systems. The broad incorporation of the gender norms codified in
the Rome Statute will not automatically change misogynist or
sexist laws. Under the statute's principle of complementarity,
states are encouraged, though not required, to incorporate the
key provisions in their domestic laws. Moreover, even the Rome
Statute's codification will not avert the danger of exclusion
and impunity in the ICC or in the accountability
processes--national and international--to which it should give
rise. But it provides a critical new tool.
At root, the
process of changing patriarchal culture and the inequality of
women is a multi-faceted and urgent responsibility of both women
and men. The ICC can make a contribution to this process, but we
must remember Rosalie Abella's comment last night that courts
and legal norms come "too late".
[FN71] With regard to crimes
against women, there is unfortunately not so sharp a difference
between war and everyday life. Torture and rape in conflict
situations have too much in common with rape in the marital
bedroom, battering in the home, and gang rape in bars and
streets. Indeed, domestic or intimate violence is, in most
societies, the greatest killer of women. Marital rape is widely
permitted as a result of laws or practices that preclude
prosecution. These are examples of egregious gender violence
that is committed on a widespread or systematic scale and
involves policies of legitimation, whether policies of active
encouragement or policies of knowing omission, invisibilization,
and toleration.
We must, of course,
anticipate significant opposition to applying crimes against
humanity to the gender crimes of everyday life, but it is
important to press that point. We must continually make the
connection between gender violence and persecution in war and
conflict and, as Eleanor Roosevelt said of human rights, "in the
small *240 places close to home," if we are to counter
the culture of male entitlement to use women as property. In
other words, if the ICC is successful, it will function not only
to prevent atrocities in identified conflict situations, but
also to sharpen the popular understanding of the atrociousness
of sexual and gender violence and persecution and the relation
between torture in intimate relationships and atrocities in the
context of war.
[FN72] Also, with regard to the
problem that judicial institutions are called into action after
the fact, it is important to bear in mind the essential
relationship between political, economic, social inequality,
including gender inequality, and violence in all contexts.
In concluding, I
want to take advantage of the podium to comment briefly on this
morning's panel addressed to the identification of warning
signals.
[FN73] In addition to looking at
historical and immediate signs of violence, it is necessary to
look at basic economic and political conditions that generate or
provide the ground for manipulation of insecurity, desperation,
and rage into hatred and violence. These include issues of
gender inequality as well as economic issues, and particularly
the impact of economic and media globalization on those it
colonizes. It was not irrelevant to the genocide in Rwanda that
Hutus were stirred up to attack Tutsis because there had been a
huge inflation and they were told that the Tutsi would take
their cows. It was not irrelevant that Tutsi women were
propagandized as treacherous and sexually enticing targets. We
cannot prepare the ground for peace and security and exclude
from consideration either globalization policies that breed
economic insecurity and insecurity about identity, or the role
of patriarchal and misogynist culture in everyday life.
[FNd1]
[FNa1]. Professor of Law and
Director, International Women's Human Rights Law Clinic (IWHR),
City University of New York (CUNY) School of Law. This paper
arose from a panel on "War Crimes, Crimes against Humanity,
Genocide" at the international conference Hate, Genocide and
Human Rights Fifty Years Later: What Have We Learned? What Must
We Do? (Faculty of Law, McGill University, 28 January 1999).
[FN1]. The Women's Caucus is now
known as the Women's Caucus for Gender Justice in recognition of
the fact that the International Criminal Court [[[hereinafter
ICC] is only one mechanism of gender justice. The caucus can be
contacted through its Web site: <http://www.iccwomen.com>.
[FN2].World Conference on Human
Rights: Vienna Declaration and Programme of Action, 12 July
1993, UN Doc. A/CONF.157/23 at paras. 18, 28-30.
[FN3]. Fourth World Conference on
Women: Beijing Declaration and Platform for Action, 17 October
1995, UN Doc. A/CONF.177/20; see e.g. paras. 132, 224, 142(b),
respectively. See also Women's Caucus for Gender Justice, The
International Criminal Court: The Beijing Platform IN
Action--Putting the ICC on the Beijing 5
Agenda (1999), online: Women's Caucus for Gender Justice <
www.iccwomen.org/reports/bt5/index.htm> (date accessed: 7
October 2000).
[FN4]. Convention (IV) respecting
the Laws and Customs of War on Land and its annex: Regulation
concerning the Laws and Customs of War on Land, 18 October 1907,
3 Martens Nouveau Recueil (Ser. 3) 461, art. 46, 187 Consol. T.S.
227 (entered into force 26 January 1910).
[FN5]. Convention for the
Amelioration of the Condition of the Wounded and Sick in Armed
Forces in the Field, 12 August 1949, 75 U.N.T.S. 31, art. 3,
Can. T.S. 1965 No. 20.2 (Geneva Convention I); Convention for
the Amelioration of the Condition of the Wounded, Sick and
Shipwrecked Members of the Armed Forces at Sea, 12 August 1949,
75 U.N.T.S. 85, art. 3, Can. T.S. 1965 No. 20.3 (Geneva
Convention II); Convention Relative to the Treatment of
Prisoners of War, 12 August 1949, 75 U.N.T.S. 135, art. 3,
6 U.S.T. 3316 (entered into force 21 October 1950)
(Geneva Convention III); Convention Relative to the Protection
of Civilian Persons in Time of War, 12 August 1949, 75 U.N.T.S.
287, art. 3,
6 U.S.T. 3516 (entered into force 21 October 1950)
[hereinafter Geneva Convention IV].
[FN6]. Geneva Convention IV,
ibid., art. 27.
[FN7]. Ibid., art. 147.
[FN8]. Protocol Additional to the
Geneva Conventions of 12 August 1949, and Relating to the
Protection of Victims of International Armed Conflicts (Protocol
I), CTS1991/2.1; CTS1991/2; UNTS1125/3, art. 76 (entered into
force 7 December 1978); Protocol Additional to the Geneva
Conventions of 12 August 1949, and Relating To The Protection of
Victims of Non-International Armed Conflicts (Protocol II),
CTS1991/2.2; UNTS1125/609, art. 4 (entered into force 7 December
1978).
[FN9]. See P.V. Sellers, "The
Context of Sexual Violence: Sexual Violence as Violations of
International Humanitarian Law" in G.K. McDonald & O. Smaak-
Goldman, eds., Substantive and Procedural Aspects of
International Criminal Law, vol. 1 (The Hague: Kluwer Law
International, 2000) 263.
[FN10]. U. Dolgopol, "Rape as a
War Crime--Mythology and History" in I.L. Sajor, ed., Common
Grounds: Violence against Women in War and Armed Conflict
Situations (Asian Center for Women's Human Rights, 1998) 122.
[FN11]. See generally Y. Yoshiaki,
Comfort Woman: Sexual Slavery in the Japanese Military during
World War II, trans. S. O'Brien (New York: Columbia University
Press, 1995).
[FN12]. See e.g. Y. Tanaka, "Rape
and War: The Japanese Experience" in Sajor, supra note 10, 148
at 165-66; Yoshiaki, ibid. at 49.
[FN13]. The crimes of the Japanese
military with regard to the sexual slavery of the comfort women
will be the subject of an historic independent Women's
International War Crimes Tribunal to take place in Tokyo, 8-12
December 2000.
[FN14]. Statute of the
International Criminal Tribunal for the Former Yugoslavia, SC
Res. 827, 3217th Mtg., UN Doc. S/RES/827 (1993) [hereinafter
ICTY Statute].
[FN15]. Human Rights Watch/Africa,
Human Rights Watch Women's Rights Project & Fédération
Internationale des Ligues des Droits de L'Homme, Shattered
Lives: Sexual Violence during the Rwandan Genocide and its
Aftermath (New York: Human Rights Watch, 1996) [hereinafter
Shattered Lives]; African Rights, Rwanda: Death, Despair and
Defiance, 2d ed. (London: African Rights, 1995).
[FN16]. SC Res. 955, 3453d Mtg.,
UN Doc. S/RES/955 (1994), arts. 3, 4 [[[hereinafter ICTR
Statute].
[FN17]. Shattered Lives, supra
note 15 at 91-97.
[FN18]. Ibid. at 94.
[FN19]. Judgment, ICTR Trial
Chamber (2 September 1998), Case No. ICTR- 96-4-T (International
Criminal Tribunal for Rwanda, Trial Chamber), online:
International Criminal Tribunal for Rwanda <http://www.ictr.org>
(date accessed: 13 September 2000) [hereinafter Akayesu].
[FN20]. Shattered Lives, supra
note 15 at 95. The report is also critical of the methods of
investigation which were insensitive to the needs, desires, and
security of the women from whom they purportedly sought such
testimony (ibid.).
[FN21]. Akayesu, supra note 19 at
paras 416-17.
[FN22]. Now known as Rights &
Democracy.
[FN23]. In Akayesu, supra note 19,
the chamber states at para. 417:
The Chamber notes
that the Defence in its closing statement questioned whether the
Indictment was amended in response to public pressure concerning
the prosecution of sexual violence. The Chamber understands that
the amendment of the Indictment resulted from the spontaneous
testimony of sexual violence by Witness J and Witness H during
the course of this trial and the subsequent investigation of the
Prosecution, rather than from public pressure. Nevertheless, the
Chamber takes note of the interest shown in this issue by
non-governmental organizations, which it considers as indicative
of public concern over the historical exclusion of rape and
other forms of sexual violence from the investigation and
prosecution of war crimes. The investigation and presentation of
evidence relating to sexual violence is in the interest of
justice.
[FN24]. See ibid. at para. 6;
paras. 12A, 12B of the Indictment, reproduced therein.
[FN25]. Prosecutor v. Jean Paul
Akayesu, Amended Indictment, ICTR Trial Chamber (June 1997),
Case No. ICTR-96-4-1, Indictment Counts 1, 2, 13-15
(International Criminal Tribunal for Rwanda, Trial Chamber),
online: International Criminal Tribunal for Rwanda <http://www.ictr.org>
(date accessed: 13 September 2000).
[FN26]. Akayesu, supra note 19 at
paras. 418-38.
[FN27]. Ibid. at paras. 449-52.
[FN28]. Ibid. at para. 697.
[FN29]. Ibid. at paras. 687, 690.
[FN30]. Ibid. at para. 731.
[FN31]. Ibid. at para. 732.
[FN32]. Ibid. at para. 731; this
indicates that rape and sexual violence violates art. II(b) of
the Convention on the Prevention and Punishment of the Crime of
Genocide, 9 December 1948, 78 U.N.T.S. 277, Can. T.S. 1949 No.
27 (entered into force 12 January 1951) [hereinafter Genocide
Convention], and art. 2(2)(b) of the ICTR Statute, supra note
16, by causing serious bodily or mental harm to members of the
group.
[FN33]. Akayesu, ibid. at paras.
731-32; this indicates that rape and sexual violence may also
qualify under art. II(c) of the Genocide Convention, ibid., and
art. 2(2)(c) of the ITCR Statute, ibid., as "deliberately
inflicting on the group conditions of life calculated to bring
about its physical destruction in whole or in part."
[FN34]. Akayesu, ibid. at para.
733.
[FN35]. Genocide Convention, supra
note 32, art. II(d); ICTR Statute, supra note 16, art. 2(2)(d).
[FN36]. Akayesu, supra note 19 at
para. 507.
[FN37]. J. Green et al., "Affecting
the Rules for the Prosecution of Rape and Other Gender-Based
Violence before the International Criminal Tribunal for the
Former Yugoslavia: A Feminist Proposal and Critique" (1994) 5
Hastings Women's L.J. 171.
[FN38]. An Application for
Deferral by the Federal Republic of Germany in the Matter of
Dusko Tadic Also Known by the Names Dusan "Dule" Tadic,
Application, ICTY Trial Chamber (11 October 1994), Case No.
IT-94-1 (International Criminal Tribunal for the Former
Yugoslavia, Trial Chamber).
[FN39]. R. Copelon, F. Gaer & J.
Green, Amicus Memorandum Re: Application for Deferral by the
Republic of Germany in the Matter of Dusko Tadic also known by
the Names Dusan "Dule" Tadic [unpublished].
[FN40]. Supra note 14; Report of
the Secretary-General Pursuant to Paragraph 2 of the Security
Council Resolution 808, UN SCOR, 48th Sess., UN Doc. S/25704
(1993) 10 at para. 40.
[FN41]. For fuller discussion of
the history and significance of characterizing rape as torture,
see R. Copelon, "Surfacing Gender: Re- Engraving Crimes against
Women in Humanitarian Law" (1994) 5 Hastings Women's L.J. 243 at
249-57; D.Q. Thomas & R.E. Regan, "Rape in War: Challenging the
Tradition of Impunity" (1994) 14 SAIS Rev. 81; T. Meron, "Rape
as a Crime under International Humanitarian Law" (1993) 87
A.J.I.L. 424; D. Blatt,
"Recognizing Rape as a Method of Torture" (1992) 19 N.Y.U. Rev.
L. & Soc. Change 821.
[FN42]. Letter from Justice R.
Goldstone, Prosecutor, UN International Criminal Tribunals for
the Former Yugoslavia and Rwanda, to Prof. R. Copelon, Professor
of Law and Director, International Women's Human Rights Law
Clinic, City University of New York (8 September 1995) [on file
with author], cited in Shattered Lives, supra note 15 at 32.
[FN43]. See Prosecutor v. Gagovic
et al., Indictment, ICTY Trial Chamber (26 June 1996), Case No.
IT-96-23/2 (International Criminal Tribunal for the Former
Yugoslavia, Trial Chamber), online: United Nations <http://
www.un.org/icty/indictment/english/foc-ii960626e.htm> (date
accessed: 27 September 2000); see Counts 1, 3, 4, incorporating
the facts alleged in paras. 5.3-5.7, for reference to rape as
torture in the context of interrogation (ibid.); see also Counts
13, 15, 16, incorporating the facts alleged in paras. 6.6-6.11,
for reference to rape as torture, in the context of
interrogation. See also Prosecutor v. Gojko Jankovic et al.,
Amended Indictment, ICTY Trial Chamber (7 October 1999), Case
No. IT-96-23-PT (International Criminal Tribunal for the Former
Yugoslavia, Trial Chamber), online: United Nations <http://www.un.org/icty/indictment/english/foc-
lai991007e.htm> (date accessed: 4 October 2000); see Counts
45-48, incorporating the facts alleged in paras 8.1-8.7, for
reference to enslavement. This followed upon the landmark
decision of the Inter-American Commission on Human Rights in its
Report on the Situation of Human Rights in Haiti to recognize
rape in non-prison or interrogation contexts as a form of
torture (OR OEA/Ser.L/V/11.88/Doc. 10, rev. (1995) at paras.
133, 134); see also Aydin v. Turkey, App. No. 23178/94 (1997),
25 Eur. H.R. Rep. 251 at 295-96.
[FN44]. Prosecutor v. Anto
Furundzija, Judgment, ICTY Trial Chamber II (10 December 1998),
Case. No. IT-95-17/1 at paras. 163, 266 (International Criminal
Tribunal for the Former Yugoslavia, Trial Chamber II), online:
United Nations <http://www.un.org/icty/furundzija/trialc2/judgement/furtj981210e.htm>
(date accessed: 24 September 2000) [hereinafter Furundzija].
[FN45]. See Prosecutor v. Zejnil
Delalic, Judgment, ICTY Trial Chamber II (16 November 1998),
Case No. IT-96-21 at paras. 480-96 (International Criminal
Tribunal for the Former Yugoslavia, Trial Chamber II), online:
United Nations <http://www.un.org/icty/celebici/trialc2/decision-e/311096.htm>
(date accessed: 24 September 2000).
[FN46]. Prosecutor v. Dusko Tadic,
Decision of the Prosecutor's Motion Requesting Protective
Measures for Victims and Witnesses, ICTY Trial Chamber (10
August 1995), Case No. IT-94-1 (International Criminal Tribunal
for the Former Yugoslavia, Trial Chamber), online: United
Nations <http:// www.un.org.icty/tadic/trialcz/decision-e/100895pm.htm>
(date accessed: 27 September 2000). This opinion references the
two amicus briefs at the outset: one amicus brief was filed by
Prof. Christine Chinkin, Dean and Professor of International
Law, University of Southampton, United Kingdom, and a joint
brief was filed by Rhonda Copelon, Felice Gaer, Jennifer M.
Green, and Sara Hossain on behalf of the Jacob Blaustein
Institute for the Advancement of Human Rights of the American
Jewish Committee, the Center for Constitutional Rights, the
International Women's Human Rights Clinic, the Women Refugees
Project of the Harvard Immigration and Refugee Program, and
Cambridge and Somerville Legal Services (ibid.).
[FN47]. Supra note 44 at paras.
108, 109.
[FN48]. Ibid. at para. 107; see
Amicus Curiae Brief on Protective Measures for Victims or
Witnesses of Sexual Violence and Other Traumatic Events,
Submitted by the Center for Civil and Human Rights, Notre Dame
Law School [unpublished]; Amicus Curiae Brief Respecting the
Decision and Order of the Tribunal of 16 July 1998 Requesting
That the Tribunal Reconsider Its Decision Having Regard to the
Rights of Witness A to the Equality, Privacy, and Security of
Person and to Representation by Counsel, Submitted by Joanna
Birenbaum et al [unpublished].
[FN49]. Prosecutor v. Zejnil
Delalic, Decision on the Prosecution's Motion for the Redaction
of the Public Record, ICTY Trial Chamber (5 June 1997), Case No.
IT-96-21 (International Criminal Tribunal for the Former
Yugoslavia, Trial Chamber), online: United Nations <http://
www.un.org/icty/celebici/trialc2/decision-e/60605MS2.htm> (date
accessed: 24 September 2000). For fuller treatment of the
tribunals' jurisprudence affecting the prosecution of gender
crimes, see K.D. Askin, "Sexual
Violence in Decisions and Indictments of the Yugoslav and
Rwandan Tribunals: Current Status" (1999) 93 A.J.I.L. 97.
[FN50]. C. Walsh, "Witness
Protection, Gender and the ICTR", online: International Centre
for Human Rights and Democratic Development <http://
www.ichrdd.ca/111/english/commdoc/publications/womtrirw.html>
(last modified:27 September 2000).
[FN51]. I use the word "islamist"
instead of "Islamic" advisedly because the positions taken do
not reflect the religion Islam, but rather its politicization
and transmogrificaton, albeit inconsistent, into anti-woman
policies.
[FN52]. 17 July 1998, UN Doc. No.
A/CONF.183/9, 37 I.L.M. 9999 (not entered into force)
[hereinafter Rome Statute].
[FN53]. Ibid., arts. 8(2)(b)(xxii),
8(2)(e)(vi).
[FN54]. A minority of delegations
thought it also provided a threshold of severity. The dominant
purpose of that language is illustrated, however, by the fact
that, at the insistence of the Women's Caucus, "also
constituting" replace "also amounting to" in an earlier
proposal.
[FN55]. For the purposes of the
Rome Statute, supra note 52, forced pregnacy is defined in art.
7(2)(f) as "the unlawful confinement, of a woman forcibly made
pregnant, with the intent of affecting the ethnic composition of
any population or carrying out other grave violations of
international law." It is important that this definition is
limited because its purpose is to define a crime under
international customary law, which does not yet criminalize the
withholding of abortion. This definition, however, is not an
appropriate definition for purposes of reproductive health care
policy or of respecting and ensuring the human rights of women.
[FN56]. Ibid., art. 7(2)(a).
[FN57]. Afternote: The Women's
Caucus raised the issue during the PrepCom on Elements of Crimes
and it was originally accepted as part of the commentary to
genocide that sexual violence could constitute acts of genocide
where the prerequisites were met. At a later stage, the
commentaries were omitted and the final text of the Elements of
Crimes notes in regard to "genocide by causing serious bodily
injury or mental harm" that the conduct may include "cts of
torture, rape, sexual violence or inhuman or degrading
treatment" (Report of the Preparatory Commission for the
International Criminal Court: Addendum: Finalized draft text of
the Elements of Crimes (6 July 2000), UN Doc. PCNICC/2000/INF/3/Add.2
at 6, n. 3; the draft indicates that the final version will be
UN Doc. PCNICC/2000/1). The general introduction incorporates
the broader concept of gender integration--that sexual violence
conduct may constitute any of the crimes within the jurisdiction
so long as it meets the elements of those crimes--by noting that
art. 21 applies to all the Elements and that a particular
conduct may constitute one or more crimes (ibid. at 5, para. 1).
[FN58]. See e.g. C. Steains,
"Gender Issues" in R.S. Lee, ed., The International Criminal
Court: The Making of the Rome Statute: Issues, Negotiations,
Results (The Hague: Kluwer Law International, 1999) 357
[[[hereinafter "Gender Issues"].
[FN59]. Rome Statute, supra note
52, art. 7(3).
[FN60]. It is necessary to note
here a very significant correction in "Gender Issues" by
Steains, an Australian delegate in the negotiations, supra note
58. The published article concludes at 374: "Although many
delegates felt that the second sentence was superfluous, it was
ultimately included to forestall any implication that the issue
of sexual orientation could be raised in connection with Article
2[1](3)." The published version is completely inconsistent with
the draft submitted by the author, which states in the pertinent
part: "The second sentence was included upon the insistence of
the 'anti-gender' delegations, despite arguments by the
'pro-gender' delegations that it was superfluous" (C. Steains,
"Gender and the ICC" (July 1999) [[[unpublished draft, on file
with author at CUNY, footnote omitted]; Memorandum from C.
Steains to R. Lee (2 July 1999)). Footnote 53, which follows the
sentence quoted above in the published text, provides further
evidence against the anti-sexual orientation position. The
anti-gender delegations had proposed the sentence as: "The term
'gender' does not indicate any meaning different from accepted
prior usage." This was rejected as obsolete (see "Gender
Issues", ibid. at 374).
[FN61]. For Justice Abella's
written remarks, see R.S. Abella, "The
Instructive Power of Outrage: Remembering Nuremberg" (2000) 46
McGill L.J. 113.
[FN62]. Preparatory Commission for
the International Criminal Court, Report of the Preparatory
Commission for the International Criminal Court, PCNICC, 2000,
UN Doc. PCNICC/2000/INF/3/Add.1.
[FN63]. While many provisions of
the Rome Statute, supra note 52, were influenced by the Women's
Caucus and have significant impact on the prosecution of gender
crimes, the provisions that are specific to gender issues are
the following: arts. 7(1)(g), 7(1)(h), 7(2)(c), 7(2)(f),
7(2)(g), 7(3), 8(2)(b)(xxii), 8(2)(e)(vi), 21(3), 36(8)(a)(iii),
36(8)(b), 42(9), 43(6), 54(1)(b), 54(2), 57(3)(c), 68, 69(4).
[FN64]. See ibid., arts. 36(8)(a)(iii),
36(8)(b).
[FN65]. Ibid., art. 44(2).
[FN66]. Ibid., art. 54(1)(b).
[FN67]. Ibid., arts. 43(6), 68.
[FN68]. Ibid., arts. 64(2), 68(1).
[FN69]. Ibid., art. 68(3).
[FN70]. Ibid., art. 75.
[FN71]. See Abella, supra note 61
at 118.
[FN72]. See R. Copelon,
"Recognizing the Egregious in the Everyday: Domestic Violence as
Torture" (1994) 25 Col. Hum. Rts. L. Rev. 291.
[FN73]. See D.S. Rieff, "Are
Good Intentions Enough? The Limits of the New World of
International Justice" (2000) 46 McGill L.J. 173;
F. Bugingo, "Rwanda: Chronique d'un génocide prévisible"
(2000) 46 McGill L.J. 179; S.J.
Toope, "Does
International Law Impose a Duty upon the United Nations to
Prevent Genocide?" (2000) 46 McGill L.J. 187.
[FNd1]. The ideas expressed herein
are the product of an ongoing exchange among feminist scholars
and activists, many of whom are noted in the course of this
piece. In addition, I want to thank Pam Spees for her work with
IWHR and for the research and publications she has prepared as
the outreach coordinator of the Women's Caucus for Gender
Justice, Emily Roscia, CUNY 2001, whose research brought this
article to fruition, Ariane Brunet, at the International Center
for Human Rights and Democratic Development, who convened the
monitoring project on gender-related crimes at the International
Criminal Tribunal for Rwanda; Alda Facio, Eleanor Conda, and
Vahida Nainar, whose direction has made the Women's Caucus for
Gender Justice a reality and a force and who together with
Caucus participants through Rome, Barbara Bedont, Widney Brown,
Ustina Dolgopol, Lorena Fries, Marieme Helie-Lucas, Ann Jordan,
Sara Maguire, Katherine Martinez, Yayori Matsui, Betty Murungi,
Ana Elena Obando, Valerie Oosterveld, and Indai Sajor, Tulika
Srivastava, and Zieba Shorish-Shamley, contributed in particular
ways to the ideas expressed herein. Finally, I want to thank
IWHR co-founder Celina Romany and former IWHR interns and CUNY
research assistants who have assisted, challenged, and enriched
my thinking and participated in different stages of IWHR's
and/or the caucus's work on these issues: Jenny Anderson, Donna
Axel, Mary Elizabeth Bartholomew, Katherine Gallagher, Kimberly
Jones, Mary Marrow, Ethan Taubes, Connie Walsh, and Marti
Weithman.
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